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FINRA Awards for Brian T. Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0414412/13/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Patrick Londrigan
Respondent Lawyers(s): Thomas F. Londrigan
Arbitrator(s): Tim V. Young, Brian T. Carter, Donald W. Moriarty
Hearing Site: St. Louis, MO
07-0209305/20/2008Claimant(s): Carl Garrett
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Flagstone Securities
Respondent Lawyers(s): Douglas Y. Curran
Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter
Hearing Site: St. Louis, MO

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