07-03632 | 07/28/2008 | Claimant(s): Robert Melle Claimant Lawyers(s): Martin P. Unger Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): Catherine S. Ryan Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders Hearing Site: New York, NY
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05-03614 | 07/25/2008 | Claimant(s): Capital Investment Group. Claimant Lawyers(s): J. Anthony Penry Respondent(s): Mark Kyle Respondent Lawyers(s): Mark D. Kyle Arbitrator(s): Timothy J. Wright, Mitchell M. Willoughby, John D. Robb Hearing Site: Raleigh, NC
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05-05320 | 07/25/2008 | Claimant(s): David Levy Claimant Lawyers(s): David B. Bernfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Alfred P. Reeves, Larry W. Befeler, Mitchell Jay Bayer Hearing Site: New York, NY
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07-01275 | 07/25/2008 | Claimant(s): First Command Financial Planning., First Command Financial Services. Claimant Lawyers(s): Jeremy L. Harmon, Lee F. Christie Respondent(s): James Washnock, John Washnock Respondent Lawyers(s): Gregory T. Talley Arbitrator(s): Jack K. Lovette, Daniel A. Kile, Robert E. Treadaway Hearing Site: Dallas, TX
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07-01349 | 07/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Judy Louie Respondent(s): Paul Hitchcock Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Alexander L. Mazour, Paul A. D. Evans, Terri Coster Boesch Hearing Site: San Francisco, CA
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07-02653 | 07/25/2008 | Claimant(s): Robert Frank Claimant Lawyers(s): Frank L. Kollman Respondent(s): Ferris, Baker Watts Inc. Respondent Lawyers(s): Susan M. Guerette Arbitrator(s): Donald R. Giacomelli, Baunita M. Greer, Joan M. Smith Hearing Site: Baltimore, MD
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07-03376 | 07/23/2008 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Scott Rosenberg Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Robert F. Sanville Hearing Site: Philadelphia, PA
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08-00147 | 07/23/2008 | Claimant(s): Pointe Capital. Claimant Lawyers(s): Daniel R. Levene Respondent(s): Kurt Muller Respondent Lawyers(s): Kurt Yasin Muller Arbitrator(s): Gilbert F. Bach Hearing Site: New York, NY
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08-00272 | 07/21/2008 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): John Nysather Respondent Lawyers(s): John Nysather Arbitrator(s): A. Brad Busscher Hearing Site: Chicago, IL
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07-02466 | 07/17/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Joseph Sherrick Respondent Lawyers(s): Joseph J. Sherrick Arbitrator(s): Bonnie K. Wachtel, Donald R. Giacomelli, Stephanie Wagner Ketchum Hearing Site: Baltimore, MD
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