| 06-04000 | 08/27/2008 | Claimant(s): Caroline Rothstein, Craig Gould, Shelton Shefferman, Steven Rothstein, Steven A. Rothstein C/F Natalie Rothstei, Nancy Rothstein IRA, Steven A. Rothstein IRA
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): Mark Goldwasser
Respondent Lawyers(s): Givonna L. Long
Arbitrator(s): Donald M. Thompson, Lisa A Randall-Haag, Adrian E. Mazar
Hearing Site: Chicago, IL
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| 06-04808 | 08/27/2008 | Claimant(s): Chestnut Energy Partners., a/k/a
Claimant Lawyers(s): John T. Gerhart
Respondent(s): Thomas Tapia
Respondent Lawyers(s): Thomas Tapia
Arbitrator(s): Joann Peters, Peter J. Conlon, Edward J. Lynch
Hearing Site: Dallas, TX
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| 07-02772 | 08/27/2008 | Claimant(s): Robert Laurent
Claimant Lawyers(s): Samuel J. Samaro
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Dwight Wassong, Thomas A. Abitabile
Hearing Site: Newark, NJ
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| 01-06400 | 08/26/2008 | Claimant(s): Robert Tarrington
Claimant Lawyers(s): Robert W. Tarrington
Respondent(s): John Lee, Laurence Forsman, A.G. Edwards & Sons.
Respondent Lawyers(s): Jason S. Mills, Laurence S. Forsman, Nuviah Shirazi
Arbitrator(s): Martin Mandel, David J. Anderson, Michael D. Harrison
Hearing Site: Los Angeles, CA
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| 08-00457 | 08/26/2008 | Claimant(s): Bruce Goldmacher
Claimant Lawyers(s): Ronald M. Gache
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): John W. Campbell
Arbitrator(s): Lanny M. Leff, Gustavus L. Pearthree, Stephen Farquhar Adams
Hearing Site: Boca Raton, FL
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| 07-03155 | 08/25/2008 | Claimant(s): Martin Cooper
Claimant Lawyers(s): C. William Bair
Respondent(s): Securities Services Network.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Tracy L. Allen, Conrad W. Koski, Richard E. Zuckerman
Hearing Site: Detroit, MI
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| 07-02530 | 08/21/2008 | Claimant(s): Rohit Relan
Claimant Lawyers(s): Rohit Relan
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Ralph DeSena
Arbitrator(s): Bernard A. Kesselman, Bruce K. Isenberg, Joan M. Traub
Hearing Site: New York, NY
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| 06-03260 | 08/19/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Haran Brucker
Respondent Lawyers(s): Jenice L. Malecki
Arbitrator(s): Arthur T. Jacobs, Kevin B. Naughten, Joan Ilivicky
Hearing Site: New York, NY
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| 07-02603 | 08/19/2008 | Claimant(s): Robinson Bosworth
Claimant Lawyers(s): Thomas L. Skalmoski
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Nicholas P. Iavarone, Kevin P. Gerard, Samuel Olutola Akeju
Hearing Site: Milwaukee, WI
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| 08-00320 | 08/15/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Johan Leffler
Respondent Lawyers(s): Johan W. Leffler
Arbitrator(s): Jack B. Golden
Hearing Site: Hartford, CT
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