06-02811 | 11/19/2008 | Claimant(s): Thomas O'Shea Claimant Lawyers(s): David B. Wechsler Respondent(s): Merriman Curham Ford & Co. Respondent Lawyers(s): Matthew G. Ball Arbitrator(s): Darryl J. Horowitt, Michael J. Fish, Stephen A. Field Hearing Site: San Francisco, CA
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07-02377 | 11/19/2008 | Claimant(s): Shirish Shah Claimant Lawyers(s): Mitchell Kline Respondent(s): Nilam Patel, New York Life Insurance Respondent Lawyers(s): David S. Baffa, Michael A. Warner Arbitrator(s): Arne R. Rode, Mitchell Lee Marinello, David J. Dahl Hearing Site: Chicago, IL
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07-03342 | 11/19/2008 | Claimant(s): Damon Jones, Eric Eremia Claimant Lawyers(s): Damon Lawrence Jones, Eric Anthony Eremia Respondent(s): David Morgan, Charles Schwab & Co.. Respondent Lawyers(s): Christopher M. Mason Arbitrator(s): S. Jeffrey Minker, Jeffrey Charles Evanello, Frank R. Mead Hearing Site: Phoenix, AZ
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07-03606 | 11/19/2008 | Claimant(s): Reynolds Ospina Claimant Lawyers(s): Thomas E. Duckworth Respondent(s): Instinet Respondent Lawyers(s): Robert S. Shwarts Arbitrator(s): Katherine M. Van Hagan, Joseph A. Lasky, David I. Levine Hearing Site: San Francisco, CA
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08-01837 | 11/19/2008 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Edward Baxter Respondent Lawyers(s): Edward Antheal Baxter Arbitrator(s): Charles T. Dix Hearing Site: Dallas, TX
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07-00268 | 11/18/2008 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Erin K. Linehan Respondent(s): Joseph Duerr Respondent Lawyers(s): Russell Penzer Arbitrator(s): Suzanne E. Mowry, Jerry A. Desiderio, Jonathan Seth Robbins Hearing Site: Boca Raton, FL
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07-01210 | 11/18/2008 | Claimant(s): Aura Financial Services. Claimant Lawyers(s): David H. Lichter Respondent(s): Dipin Mala, Eric Blum, Harsh Jayaswal, Irving Burstein, Ivan Angulo, Kamlesh Lalwani, Nitin Bahirwani, Niyukt Bhasin, Rohit Khemka, Sandeep Singh, Shondeep Balchandani, Sidhar Dhawan, Timothy Gautney, NSM Securities. Respondent Lawyers(s): David H. Lichter, Harry J. Delagrammatikas Arbitrator(s): Hearing Site: Boca Raton, FL
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04-03134 | 11/17/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): CIBC World Markets Corp., Sami Daher Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher Hearing Site: Chicago, IL
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05-02827 | 11/17/2008 | Claimant(s): CIBC World Markets Corp. Claimant Lawyers(s): Matthew L. Mustokoff Respondent(s): Michael Sassano Respondent Lawyers(s): Mitchell S. Cohen Arbitrator(s): Jerome H. Levy, Alice J. P. Lee-Getman, Allen H. Green Hearing Site: New York, NY
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07-03093 | 11/17/2008 | Claimant(s): Charles Satterfield Claimant Lawyers(s): Charles M. Satterfield Respondent(s): Bernerd Young, Daniel Bogar, Pamela Beckstrom, Stanford Group Company Respondent Lawyers(s): Stephen H. Lee Arbitrator(s): James R. Augustine, Donald K. Eckhardt, Eric R. Benton Hearing Site: Houston, TX
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