07-02262 | 12/03/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Mark Adam Respondent Lawyers(s): Jeffrey A. Sellers Arbitrator(s): Anthony Vitanza, Gust D. Servis, Frederick N.C. Jerauld Hearing Site: Buffalo, NY
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08-00904 | 12/02/2008 | Claimant(s): Craig Jampol Claimant Lawyers(s): Sean R. Kelly Respondent(s): W.R. Hambrecht & Co.. Respondent Lawyers(s): Amy L. Ventry Arbitrator(s): Abe I. Borenstein, Jerry M. Greenspan, Michael C. Deutsch Hearing Site: New York, NY
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08-01062 | 12/01/2008 | Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Edgar Olmeda Respondent Lawyers(s): Edgar Olmeda Arbitrator(s): Doris Lindbergh Hearing Site: New York, NY
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07-00200 | 11/26/2008 | Claimant(s): Angela Holifield, Sarah Frierson, TTEE of Marital TRT AGMT Claimant Lawyers(s): William M. Cunningham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Earle Park Kelley, Earle J. Schwarz, Suzette Merriam Foster Hearing Site: Birmingham, AL
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07-03257 | 11/25/2008 | Claimant(s): Stephen Jans Claimant Lawyers(s): Oliver E. Nelson Respondent(s): Kevin Miller, Fringe Benefits Design Of Minnesota, Intervest International Equities Corpora, Intervest International. Respondent Lawyers(s): Marnie L. DeWall, Melissa D. Hubbard Arbitrator(s): Edward C. Oliver, Andrew R. Dick, JD Haas Hearing Site: Minneapolis, MN
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08-00973 | 11/25/2008 | Claimant(s): Sun Li Claimant Lawyers(s): Robert L. Lubin Respondent(s): Jeff Clark Respondent Lawyers(s): Jeff Clark Arbitrator(s): James N. D'Orso, Katherine M. Van Hagan, Anthony G. Sousa Hearing Site: San Francisco, CA
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07-01662 | 11/24/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory Simon Respondent(s): Donna Shurot Respondent Lawyers(s): Donna Shurot Arbitrator(s): Thomas D. Tays, Thomas P. Delnoce, James W. Warren Hearing Site: Phoenix, AZ
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08-00074 | 11/24/2008 | Claimant(s): John Jarvis Claimant Lawyers(s): John W. Jarvis Respondent(s): Peter Schopen Respondent Lawyers(s): Otto K. Hilbert Arbitrator(s): Harold M. Golz Hearing Site: Denver, CO
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08-00478 | 11/20/2008 | Claimant(s): Paulson Investment Company. Claimant Lawyers(s): Keith A. Ketterling Respondent(s): Jason Swan Respondent Lawyers(s): Jason R. Swan Arbitrator(s): Alan J. Duncan Hearing Site: Portland, OR
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08-00951 | 11/20/2008 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Richard McCrea Respondent Lawyers(s): Richard Porter McCrea Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger Hearing Site: Cleveland, OH
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