07-03337 | 12/18/2008 | Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Intelligentias. Respondent Lawyers(s): Ian Rice Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx Hearing Site: Chicago, IL
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08-01014 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Coffee Respondent Lawyers(s): David S. Coffee Arbitrator(s): John Michael Watson, William J. Kirkpatrick, Gary L. Foose Hearing Site: Houston, TX
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08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund Hearing Site: New York, NY
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07-00893 | 12/16/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Todd Ratner Respondent(s): John Kuehl Respondent Lawyers(s): David W. Dow Arbitrator(s): Jerry H. Friedland, Paul T. Sachs, Jeffrey Charles Evanello Hearing Site: Phoenix, AZ
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07-02880 | 12/16/2008 | Claimant(s): Michael Cooper Claimant Lawyers(s): Michael Cooper Respondent(s): Michael Shuckerow, Citistreet Advisors LLC Respondent Lawyers(s): James H. McQuade Arbitrator(s): Lewis W. Slaughter, Charles R. Tindell, Richard J. Fuller Hearing Site: Orlando, FL
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06-04252 | 12/15/2008 | Claimant(s): Michael Cohen Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Joseph J. Sullivan Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander Hearing Site: Boca Raton, FL
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07-02607 | 12/12/2008 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): Xiomara Corral Respondent(s): Thomas Kilkenny Respondent Lawyers(s): Thomas J. Kilkenny Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer Hearing Site: New York, NY
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07-03330 | 12/12/2008 | Claimant(s): Jefferson Pilot Securities Corp. Claimant Lawyers(s): William Zeena Respondent(s): Michael Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich Hearing Site: Boca Raton, FL
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08-00132 | 12/12/2008 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Richard Coloni Respondent Lawyers(s): Richard Coloni Arbitrator(s): Matthew Loguercio Hearing Site: New York, NY
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08-00534 | 12/12/2008 | Claimant(s): Michael Macis Claimant Lawyers(s): Michael A. Macis Respondent(s): Raymond Shimizu, Metropolitan Life Insurance Company Respondent Lawyers(s): Heather A. Bailey Arbitrator(s): William J. Bayer, Jeffrey W. Finke, Marilee Roberg Hearing Site: Chicago, IL
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