08-01305 | 01/23/2009 | Claimant(s): John Blanchette Claimant Lawyers(s): John T. Blanchette Respondent(s): FFP Securities. Respondent Lawyers(s): Jessica F. Longobardi Arbitrator(s): Hugh C. Durbin Hearing Site: Louisville, KY
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08-01312 | 01/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jeremiah Smith Respondent Lawyers(s): Jeremiah L. Smith Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
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08-01852 | 01/23/2009 | Claimant(s): Debora Yenny-Wittlinger Claimant Lawyers(s): Debora A. Yenny-Wittlinger Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Charles Ajamian Hearing Site: Newark, NJ
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08-04122 | 01/23/2009 | Claimant(s): Neuberger Berman Management LLC Claimant Lawyers(s): Jonathan C. Thau Respondent(s): Jeffrey Tucker, RBC Capital Markets LLC, Seamus Monschein, Shari Mason, Steven Mascitelli Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): Milton M. Stein, Robert Bartels, John D. Nagy Hearing Site: New York, NY
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07-02345 | 01/22/2009 | Claimant(s): Continental Broker-Dealer Corp. by Ric Claimant Lawyers(s): Martin H. Kaplan Respondent(s): Edward Schlitzer, George Calleia, Patricia Jamison, Wexford Clearing Services Respondent Lawyers(s): George Calleia, John R. Braatz Arbitrator(s): Andrew D. Hudders, Robert Pincus, Richard E. Lerner Hearing Site: New York, NY
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08-01772 | 01/22/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Richard Gomez Respondent Lawyers(s): Richard C. Gomez Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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08-02730 | 01/22/2009 | Claimant(s): Joseph Villalba Claimant Lawyers(s): Joseph Luis Villalba Respondent(s): Robert Vallone, Hold Brothers On-Line Investment Service Respondent Lawyers(s): Martin H. Kaplan, Robert A. Vallone Arbitrator(s): Fred S. Pieroni Hearing Site: Newark, NJ
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08-04035 | 01/22/2009 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Marc Miller, Morgan Keegan & Company. Respondent Lawyers(s): George L. Guerra, Shea O'Brien Hicks Arbitrator(s): Paul Sidney Elliott, JD, Pamela Jeanne Rush, Jonathan H. Stein Hearing Site: Tampa, FL
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08-00087 | 01/21/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ken O'Connor Respondent(s): Matthew McCabe Respondent Lawyers(s): Matthew Robert McCabe Arbitrator(s): J Lawrence Jones, C. Henry Lucas Hearing Site: Albany, NY
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05-06051 | 01/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Sean Daly Respondent Lawyers(s): Sean M. Daly Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP Hearing Site: New York, NY
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