Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
07-03139 | 03/02/2010 | Claimant(s): Kenneth Lipper, Lipper & Company., Lipper & Company, L.P., Lipper Partners Claimant Lawyers(s): Catherine M. Foti Respondent(s): Lipper Convertibles, L.P. (Richard Willi, Lipper Fixed Income Fund, L.P. by Richar Respondent Lawyers(s): Ronald D. Shindler, Thomas A. Dubbs Arbitrator(s): Andrew D. Hudders, Robert Pincus, Alice J. P. Lee-Getman Hearing Site: New York, NY | ||
07-02345 | 01/22/2009 | Claimant(s): Continental Broker-Dealer Corp. by Ric Claimant Lawyers(s): Martin H. Kaplan Respondent(s): Edward Schlitzer, George Calleia, Patricia Jamison, Wexford Clearing Services Respondent Lawyers(s): George Calleia, John R. Braatz Arbitrator(s): Andrew D. Hudders, Robert Pincus, Richard E. Lerner Hearing Site: New York, NY |