08-02661 | 01/29/2009 | Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Charles Banks Respondent Lawyers(s): Charles Bradford Banks Arbitrator(s): David J. Pine Hearing Site: New York, NY
| | |
06-03292 | 01/28/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): David H. Smith Respondent(s): Robert Peck Respondent Lawyers(s): Robert Peck Arbitrator(s): Robert B. Kane, Nelson J. Brous, Kimberly A. Gilmour Hearing Site: Boca Raton, FL
| | |
07-02997 | 01/28/2009 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Kevin O'Neil Respondent Lawyers(s): Kevin P. O'Neil Arbitrator(s): Dallas Whitney Coffman, Lane Steven Bucklan, James M Coakley Hearing Site: Hartford, CT
| | |
07-03321 | 01/28/2009 | Claimant(s): William Barber Claimant Lawyers(s): Fred Van Remortel Respondent(s): Scott & Stringfellow, BB&T Capital Markets Respondent Lawyers(s): Sarah L. Allgeier Arbitrator(s): Charles L. Henderson, Clarence Smith, Edna Rubin Sussman Hearing Site: New York, NY
| | |
08-00198 | 01/28/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Marshall Isaacson Respondent Lawyers(s): Delmer C. Gowing Arbitrator(s): S. William Gersten Hearing Site: Boca Raton, FL
| | |
08-00656 | 01/28/2009 | Claimant(s): Peter Kearns Claimant Lawyers(s): Brian Kennedy Respondent(s): Neonet Securities. Respondent Lawyers(s): Jeffrey S. Boxer Arbitrator(s): Joseph J. Arata, Edward Buscemi, Paul B. Glantz Hearing Site: New York, NY
| | |
08-02368 | 01/28/2009 | Claimant(s): Robert Tillman Claimant Lawyers(s): Robert Edward Tillman Respondent(s): The Sonterra Group. Respondent Lawyers(s): Roger Festor Arbitrator(s): Ronald R. Simpson Hearing Site: Houston, TX
| | |
07-02146 | 01/27/2009 | Claimant(s): E*Trade Financial Corporation Claimant Lawyers(s): Michael P. Elkon Respondent(s): Grace Financial Group LLC Respondent Lawyers(s): Patricia A. Christiansen Arbitrator(s): David D. Cohen, David M. Snyder, Richard A. Rudolph Hearing Site: Tampa, FL
| | |
08-02191 | 01/27/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jennifer Johnston Respondent Lawyers(s): Jennifer S. Johnston Arbitrator(s): Mary Curran Hearing Site: Seattle, WA
| | |
07-03440 | 01/23/2009 | Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Donald S. Arbour Respondent(s): William Scull Respondent Lawyers(s): Charles W. Hill Arbitrator(s): Lawrence W. Kern, Elton W. Chartrand Hearing Site: Memphis, TN
| | |