| 06-02690 | 05/11/2009 | Claimant(s): Vincent Lowry
Claimant Lawyers(s): Jean Hanna Bickhart
Respondent(s): Robert McMahon
Respondent Lawyers(s): Stephan Matanovic
Arbitrator(s): Michael Quarto, Gordon E. Wright, L. Martin Miller
Hearing Site: Philadelphia, PA
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| 08-04681 | 05/11/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Daniel Cialini
Respondent Lawyers(s): Daniel D. Cialini
Arbitrator(s): Barbara J. Glenns
Hearing Site: New York, NY
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| 08-02650 | 05/08/2009 | Claimant(s): Perrin, Holden & Davenport Capital Corp.
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Denis Kraemer
Respondent Lawyers(s): Denis William Kraemer
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
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| 07-03151 | 05/07/2009 | Claimant(s): Eric Serfaty
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Riordan
Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer
Hearing Site: New York, NY
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| 08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL
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| 08-04228 | 05/07/2009 | Claimant(s): Texakoma Financial.
Claimant Lawyers(s): Barry F. Cannaday
Respondent(s): Trent Trubenbach
Respondent Lawyers(s): Trent Trubenbach
Arbitrator(s): Edwin J. Tomko, Richard C. Corse, Maryanne M. Esser
Hearing Site: Dallas, TX
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| 07-01842 | 05/06/2009 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono, William Bucci
Respondent Lawyers(s): John N. Salla
Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer
Hearing Site: Philadelphia, PA
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| 07-01843 | 05/06/2009 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono
Respondent Lawyers(s): Leonard N. Zito
Arbitrator(s):
Hearing Site: Philadelphia, PA
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| 08-00250 | 05/06/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jason Berrisford
Respondent Lawyers(s): Jason R. Berrisford
Arbitrator(s): Emerson R. Marks, Tully C. Tupper, Michael W. Hultzapple
Hearing Site: Richmond, VA
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| 08-01303 | 05/06/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): J. Christopher Albanese
Respondent(s): Ricardo Rodriguez
Respondent Lawyers(s): Jaime Rodriguez
Arbitrator(s): Carl A. Goldman
Hearing Site: New York, NY
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