08-03700 | 07/01/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Kiran V. Somashekara Respondent(s): John Lee Respondent Lawyers(s): John M Lee Arbitrator(s): Nathan J. Minucci Hearing Site: Newark, NJ
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08-02881 | 06/30/2009 | Claimant(s): Carlos Reisen Claimant Lawyers(s): William A. Healy Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Philip C. Johnston, Alex H. Keller, Marilyn R. Rathbun Hearing Site: Cincinnati, OH
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08-03205 | 06/30/2009 | Claimant(s): Jaime Diaz, Worldwide Wealth Management Corp. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Kenneth Thom Respondent Lawyers(s): Kenneth Thom Arbitrator(s): David Denison Hearing Site: New York, NY
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09-00911 | 06/30/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Willie Brice Respondent Lawyers(s): Willie J. Brice Arbitrator(s): Joel Margolies Hearing Site: Boca Raton, FL
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07-02191 | 06/29/2009 | Claimant(s): First Empire Securities. Claimant Lawyers(s): Martin H. Kaplan Respondent(s): Lawrence Miele Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman Hearing Site: New York, NY
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08-00203 | 06/29/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Bob Boyd, Winford Bradley Respondent Lawyers(s): Christopher B. Trowbridge, Molly A. Manning Arbitrator(s): William E. Hartsfield, Martha Z. Ralstin, Jon Leonard Weinstein Hearing Site: Dallas, TX
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08-00947 | 06/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Mitchell Johnson Respondent Lawyers(s): Terrance J. Slominski Arbitrator(s): James A. Bishop, Daniel B. MacLeod, John Robert Oreskovich Hearing Site: Portland, OR
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08-01521 | 06/26/2009 | Claimant(s): Theodore Kunz Claimant Lawyers(s): Theodore C Kunz Respondent(s): Abel/Noser Corp. Respondent Lawyers(s): David M. Sobel Arbitrator(s): Jettie K. Thomas, Leona Beane, Nancy S. Gerber Hearing Site: New York, NY
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08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert M. Rudnicki Respondent(s): Joe King, Walter Woodrick Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas Hearing Site: New Orleans, LA
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08-02984 | 06/26/2009 | Claimant(s): Jospeh Gunnar & Co. Claimant Lawyers(s): John E. Lawlor Respondent(s): Brent Porges Respondent Lawyers(s): Brent M. Porges Arbitrator(s): William E.S. Browning Hearing Site: New York, NY
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