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FINRA Awards for John M Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0370007/01/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Kiran V. Somashekara
Respondent(s): John Lee
Respondent Lawyers(s): John M Lee
Arbitrator(s): Nathan J. Minucci
Hearing Site: Newark, NJ

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