07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Minervini Respondent Lawyers(s): Roger Hennagin Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin Hearing Site: Portland, OR
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08-02919 | 09/01/2009 | Claimant(s): William Gurney Claimant Lawyers(s): William H. Gurney Respondent(s): Robert Lewis, Lewis Management Corporation Respondent Lawyers(s): George V.C. Muscato Arbitrator(s): David Buch, Vincent Micciche, Karin A. Schlosser Hearing Site: Buffalo, NY
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09-00074 | 09/01/2009 | Claimant(s): Summit Brokerage Services. Claimant Lawyers(s): Gary Menzer Respondent(s): Gregory Kinkead Respondent Lawyers(s): John R. McMillan Arbitrator(s): Barry A. Mainardi Hearing Site: Las Vegas, NV
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09-00159 | 09/01/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Michael S. Colombo Respondent(s): Rocco Licalsi Respondent Lawyers(s): James N. Barletti Arbitrator(s): Nathan J. Minucci Hearing Site: Newark, NJ
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09-00637 | 09/01/2009 | Claimant(s): Rhonda Redman Claimant Lawyers(s): Rhonda Redman Respondent(s): Kirk Daniels Respondent Lawyers(s): Kirk J. Daniels Arbitrator(s): Charles A. Ferris Hearing Site: Indianapolis, IN
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08-03574 | 08/31/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Thomas Heinz Teltscher Respondent Lawyers(s): Thomas K. Heinz Teltscher Arbitrator(s): Robert D. Sussin, Gerald C. Tambe, William J. Adams Hearing Site: Los Angeles, CA
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07-03149 | 08/28/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Robert L. Tobey Respondent(s): Andrew Williams Respondent Lawyers(s): Andrew F. Williams Arbitrator(s): Mark I Preston, John M. Wilkinson, Carleton E. Blankenburg Hearing Site: Dallas, TX
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08-00450 | 08/28/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Robert Lobel Respondent Lawyers(s): David R. Hagen Arbitrator(s): Philip W. Burge, Blaine Smith, Christine A. Page Hearing Site: Los Angeles, CA
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08-02509 | 08/28/2009 | Claimant(s): Terrance Solomone Claimant Lawyers(s): Jonathan R. Sack Respondent(s): IDX Capital, IDX Derivatives Respondent Lawyers(s): Jeffrey A. Udell Arbitrator(s): Larry A. Kimmel, Burton M. Fendelman, Michael J. Contrastano Hearing Site: New York, NY
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07-00870 | 08/26/2009 | Claimant(s): Clark Dodge & Co.. Claimant Lawyers(s): Daniel Branower Respondent(s): Richard Sonkin Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): David N. Brainin, Michael G. Shannon, William G. Binckes Hearing Site: New York, NY
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