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FINRA Awards for Robert Lewis

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0424009/14/2010Claimant(s): Robert Lewis, Lewis & Associates., Ridgecrest Groves., John Benjamin Lewis & Robert W. Lewis, Barbara Murphy Lewis Trust, Robert Wayne Lewis Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Patrick D. King, Marilyn K. Dirks, Horace A. Andrews
Hearing Site: Tampa, FL
Checkmark IconExpungement
08-0291909/01/2009Claimant(s): William Gurney
Claimant Lawyers(s): William H. Gurney
Respondent(s): Robert Lewis, Lewis Management Corporation
Respondent Lawyers(s): George V.C. Muscato
Arbitrator(s): David Buch, Vincent Micciche, Karin A. Schlosser
Hearing Site: Buffalo, NY
Expungement

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