09-01316 | 11/12/2009 | Claimant(s): Newbridge Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): David Lesko Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Sandra J. Bakalus Hearing Site: Ft. Lauderdale, FL
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09-03716 | 11/12/2009 | Claimant(s): David Feuer, Susan Feuer, D. Feuer DDS PST & 401K Plan U/A 7/1/03, D. Feuer DDS PST & 401K Plan, U/A 7/13/7, David D. Feuer Trust U/A 11/29/96 Claimant Lawyers(s): Marc S. Dobin Respondent(s): VFinance Investments. Respondent Lawyers(s): Patrick L. Hilton Arbitrator(s): Marie G. Peterson Hearing Site: Boca Raton, FL
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08-04393 | 11/11/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): John Leonetti Respondent Lawyers(s): Paul J. Vincenti Arbitrator(s): Richard J. Grahn, Marilyn H. Zuckerman, Dennis R. Surprenant Hearing Site: Boston, MA
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09-00550 | 11/11/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): William Stroup Respondent Lawyers(s): William Clayton Stroup Arbitrator(s): Frank F. Foys, Robert B. Schmidt, Suanne F. Goldman Hearing Site: Chicago, IL
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09-02026 | 11/11/2009 | Claimant(s): Timothy Parker Claimant Lawyers(s): Timothy E Parker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Cathy Gress Springer Arbitrator(s): Jerry M. Helfand Hearing Site: Minneapolis, MN
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09-02803 | 11/11/2009 | Claimant(s): Max International Broker/dealer Corp. Claimant Lawyers(s): David Isolano Respondent(s): Moulero Zossou Respondent Lawyers(s): Moulero Uh Zossou Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY
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08-04148 | 11/10/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Donald B. Wallace Respondent(s): Charles Buckhannon Respondent Lawyers(s): Rosemary Cook Arbitrator(s): George N. Roy, Irving Mindes, Marc Kalish Hearing Site: Phoenix, AZ
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09-01912 | 11/10/2009 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Alana Sanderson, Mark Bratton Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Mark C. Watler, Ross D. Friend, Oren L. Connaway Hearing Site: Houston, TX
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08-01895 | 11/06/2009 | Claimant(s): Donato Giaquinto Claimant Lawyers(s): Donald P. Russo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Thomas J. Momjian Arbitrator(s): E. William Pastor, Joseph Grant McCabe, Kenneth D. Morris Hearing Site: Philadelphia, PA
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07-03536 | 11/04/2009 | Claimant(s): Michael Lewis Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Nordic Partners. Respondent Lawyers(s): Joseph Sullivan Arbitrator(s): Veera V. Konka, Preston V. Pumphrey, Howard Weitz Hearing Site: New York, NY
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