08-00064 | 11/18/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fisher Respondent(s): Kendall Blunt Respondent Lawyers(s): John T. Carr Arbitrator(s): Marvin G. Breen, Joyce L. Tyler, Alan Reginald Doe Hearing Site: Portland, OR
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09-00855 | 11/18/2009 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Amy E. Sparrow Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joel Margolies, Mark I. Scheinbaum, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
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09-01663 | 11/18/2009 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Carrie L. Chelko Respondent(s): Craig Pierson Respondent Lawyers(s): Craig Alan Pierson Arbitrator(s): Mark D. Quinn Hearing Site: Ft. Lauderdale, FL
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08-04040 | 11/17/2009 | Claimant(s): Suntrust Investment Services. Claimant Lawyers(s): Timothy J McEvoy Respondent(s): Michael Depirri Respondent Lawyers(s): Jonathan E. Levine Arbitrator(s): Wendie L. Wachtel, Michael J. Henke, Geoffrey A. Drucker Hearing Site: Washington, DC
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09-02804 | 11/13/2009 | Claimant(s): Max International Broker/Dealer Corp. Claimant Lawyers(s): David Isolano Respondent(s): David Mahood Respondent Lawyers(s): David Jonathan Mahood Arbitrator(s): Saul Scheier Hearing Site: New York, NY
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09-03738 | 11/13/2009 | Claimant(s): Edward Schiavi Claimant Lawyers(s): Christopher M. Moody Respondent(s): Southwest Securities. Respondent Lawyers(s): Eric R. Hail Arbitrator(s): Richard R. Edmister Hearing Site: Albuquerque, NM
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08-00477 | 11/12/2009 | Claimant(s): Regal Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Irving Martinez, Jaime Rodriguez Respondent Lawyers(s): Irving A. Martinez, Jaime Rodriguez Arbitrator(s): Edward Buscemi Hearing Site: New York, NY
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08-00818 | 11/12/2009 | Claimant(s): Susan Ure Claimant Lawyers(s): Susan Ure Respondent(s): ING Financial Advisers, ING Life Insurance and Annuity Company Respondent Lawyers(s): Michael E. Wilbur Arbitrator(s): Mitchell S. Ostwald, Charles E. Farnsworth, Sharon Truluck Maier Hearing Site: San Francisco, CA
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08-04147 | 11/12/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Michael Fels Respondent Lawyers(s): Michael Fels Arbitrator(s): John R Kiefner, Paul L. Matecki, Karen Fancher Hearing Site: Clearwater, FL
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09-00095 | 11/12/2009 | Claimant(s): RBC Wealth Management Claimant Lawyers(s): Jospeh Keenan Respondent(s): Newell Anderson Respondent Lawyers(s): Newell Weldon Anderson Arbitrator(s): Edward T. Borer, Alan M. Schankel, Peter D. Shelp Hearing Site: Philadelphia, PA
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