09-03505 | 12/17/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): David Jeromin Respondent Lawyers(s): David John Jeromin Arbitrator(s): Charles E. Farnsworth Hearing Site: San Francisco, CA
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08-02054 | 12/16/2009 | Claimant(s): Peter Hickey Claimant Lawyers(s): Sean F. O'Shea Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson Hearing Site: New York, NY
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08-02081 | 12/16/2009 | Claimant(s): John Yarbrough Claimant Lawyers(s): Robert A. Uhl Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Kenneth E. Owen, David W. Casey, Karen J. Burneff Hearing Site: Los Angeles, CA
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09-02434 | 12/16/2009 | Claimant(s): Keith Zuckerberg Claimant Lawyers(s): Keith Zuckerberg Respondent(s): Euro-Atlantic Securities., Meyers Pollock Robbins. Respondent Lawyers(s): Mary Lyn Villanueva, Michael Ploshnick Arbitrator(s): Richard A. Jacobs Hearing Site: New York, NY
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08-03682 | 12/15/2009 | Claimant(s): Saxony Securities. Claimant Lawyers(s): Christopher T. O'Connor Respondent(s): Craig Langweiler Respondent Lawyers(s): Craig G. Langweiler Arbitrator(s): Linda T. Pellegrino, Joan M. Traub, Robert J. Gorgia Hearing Site: Newark, NJ
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09-01386 | 12/15/2009 | Claimant(s): Benjamin Rooks Claimant Lawyers(s): Jeffrey Grant Brown Respondent(s): William Blair & Company L.L.C. Respondent Lawyers(s): Tobias E. Schlueter Arbitrator(s): Sanford J. Prizant, Sondra Sellars, Irving S. Capitel Hearing Site: Chicago, IL
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09-03082 | 12/15/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Kevin Simpson Respondent Lawyers(s): Kevin Joseph Simpson Arbitrator(s): Marc S. Piven Hearing Site: Boca Raton, FL
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09-03954 | 12/15/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Chad Gottlieb Respondent(s): Thomas Pie Respondent Lawyers(s): Thomas More Pie Arbitrator(s): Jerry G. Kos Hearing Site: Pittsburgh, PA
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09-03955 | 12/15/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Chad Gottlieb Respondent(s): Matthew Houston Respondent Lawyers(s): Matthew Salvador Houston Arbitrator(s): John Michael Watson Hearing Site: Houston, TX
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07-03514 | 12/14/2009 | Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Michael J. McAllister Respondent(s): Dino Dionne-Tontchev, National Securities Corporation, National Asset Management., Worldwide Wealth Management Inc. Respondent Lawyers(s): Dino Dionne, Jamie Diaz, Mark Roth Arbitrator(s): John N. Polakas, Elaine D. Papas, Robert Bartels Hearing Site: New York, NY
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