Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-02873 | 05/20/2021 | Claimant(s): Jeffrey Rogers Claimant Lawyers(s): Brian Luther Respondent(s): QA3 Financial Corp., United Planners' Financial Services Of A Respondent Lawyers(s): Dave Hauer, Stephen Wild Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 19-03258 | 04/09/2021 | Claimant(s): Charles Hall Claimant Lawyers(s): Victor L. Hayslip Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital. Respondent Lawyers(s): Nicholas P. Iavarone Arbitrator(s): Gayle B. Carlson, Lane A. Fentriss, Denise Morris Hammond Hearing Site: Orlando, FL | ||
| 20-01775 | 02/17/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Richard Flecca Respondent Lawyers(s): Richard Warren Flecca Arbitrator(s): Richard J. Fuller Hearing Site: Orlando, FL | ||
| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum III Respondent(s): Pedro Bolano Respondent Lawyers(s): Pedro Luis Bolano Arbitrator(s): Theodore Haynes Hearing Site: Orlando, FL | ||
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00448 | 11/17/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): High Mark Securities. Respondent Lawyers(s): Kenneth R. Wiseman Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00223 | 11/04/2020 | Claimant(s): Robert Overall Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
| 20-00445 | 10/30/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): New England Securities Corporation Respondent Lawyers(s): Marc A. Cohn Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL |