| 18-00909 | 11/07/2018 | Claimant(s): Michele Kief
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert B. Kane, Kimberly A. Gilmour, Joseph Michael Librie
Hearing Site: Boca Raton, FL
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| 18-00450 | 10/18/2018 | Claimant(s): Sean Mollard
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 17-02399 | 02/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jeffrey Marchitto
Respondent Lawyers(s): Jeffrey Louis Marchitto
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 17-00195 | 10/17/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corporation
Claimant Lawyers(s): James L. Komie
Respondent(s): David Fagenson
Respondent Lawyers(s): David Howard Fagenson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 16-02560 | 03/02/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): William Fritz
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 16-01332 | 02/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Carla B. Minckley
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe
Hearing Site: Miami, FL
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| 16-02952 | 01/09/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Roger Bell
Respondent Lawyers(s): Roger Ericson Bell
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 16-02239 | 12/08/2016 | Claimant(s): Barclays Capital.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Diego Canalda
Respondent Lawyers(s): Diego Canalda
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Miami, FL
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| 14-03127 | 11/09/2016 | Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Monica I. Salis, Raymond W. Snow, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 14-00711 | 02/12/2015 | Claimant(s): Adam Fetterman, Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Bevery Jo Slaughter
Arbitrator(s): Elena G. Rodriguez, Kimberly A. Gilmour, Brian Darryl Buckstein
Hearing Site: Boca Raton, FL
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