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FINRA Awards for David Fagenson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0019510/17/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corporation
Claimant Lawyers(s): James L. Komie
Respondent(s): David Fagenson
Respondent Lawyers(s): David Howard Fagenson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL

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