20-02147 | 01/29/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen Claimant Lawyers(s): Cory Zadanosky Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01608 | 12/17/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson Hearing Site: Boca Raton, FL
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20-01610 | 12/07/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL
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20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): Sagepoint Financial., SII Investments. Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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19-03364 | 06/29/2020 | Claimant(s): Craig Goldstone Claimant Lawyers(s): Craig Mitchell Goldstone Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton Hearing Site: Boca Raton, FL
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19-00505 | 05/23/2019 | Claimant(s): Barbara Zech Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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18-02029 | 01/25/2019 | Claimant(s): Matthew Turner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Soneet R. Kapila Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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18-01143 | 11/16/2018 | Claimant(s): Christopher Conness Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pacific West Securities. Respondent Lawyers(s): Shanon L. Ford Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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