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FINRA Awards for Kimberly A. Gilmour

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Displaying 11-20 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0214701/29/2021Claimant(s): Jason Stephens
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
20-0164301/25/2021Claimant(s): Daniel Cohen
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
20-0160812/17/2020Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson
Hearing Site: Boca Raton, FL
20-0161012/07/2020Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo
Hearing Site: Boca Raton, FL
20-0119910/29/2020Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Sagepoint Financial., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
20-0114909/28/2020Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
19-0336406/29/2020Claimant(s): Craig Goldstone
Claimant Lawyers(s): Craig Mitchell Goldstone
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton
Hearing Site: Boca Raton, FL
19-0050505/23/2019Claimant(s): Barbara Zech
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
18-0202901/25/2019Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Soneet R. Kapila
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
18-0114311/16/2018Claimant(s): Christopher Conness
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Shanon L. Ford
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL

39 Results

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