FINRA Awards for Nuviah Shirazi

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Displaying 11-20 out of 37 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02573	05/25/2022	Claimant(s): Timothy Souhrada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
21-01771	03/15/2022	Claimant(s): Glenn Fischer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): William F. Etherington Hearing Site: Richmond, VA
21-01437	02/22/2022	Claimant(s): John Hutchens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN
21-00758	09/22/2021	Claimant(s): William Stordahl Claimant Lawyers(s): Chelsea Masters Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO
20-03804	07/19/2021	Claimant(s): Jonathan Short Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC
20-02589	03/19/2021	Claimant(s): Ritchy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
20-00942	11/17/2020	Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO
20-00031	10/02/2020	Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Nuviah Shirazi, Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO
19-03247	06/16/2020	Claimant(s): Michele Kief Claimant Lawyers(s): Nisha S. Wright Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Will Murphy, Sandra J. Bakalus, Mark A Bilawsky Hearing Site: Boca Raton, FL
18-03548	07/23/2019	Claimant(s): Andrew Kevlahan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, Josephthal & Co.. Respondent Lawyers(s): John T. McGuire, Nuviah Shirazi Arbitrator(s): Marvin L. Schuldiner Hearing Site: Newark, NJ