| 18-02426 | 03/19/2019 | Claimant(s): Sam Faltas
Claimant Lawyers(s): Sam Faltas
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Robert A. Cohen
Hearing Site: Newark, NJ
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| 18-02958 | 03/15/2019 | Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
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| 18-02392 | 03/14/2019 | Claimant(s): Jeffrey Stillwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-03522 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Keith Hollender
Respondent Lawyers(s): Keith David Hollender
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 16-01111 | 02/28/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Nicholas Disesso
Respondent Lawyers(s): Nicholas Modesto Disesso
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Peter John Maurice Forbes
Hearing Site: Newark, NJ
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| 18-00664 | 02/08/2019 | Claimant(s): Robert Cutrupi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
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| 18-02409 | 01/18/2019 | Claimant(s): William Hennion
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Nikman
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 18-00494 | 01/17/2019 | Claimant(s): Robert Gill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christaina Vourakis
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-01850 | 01/15/2019 | Claimant(s): Lawrence Sorace
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 18-02236 | 01/07/2019 | Claimant(s): Patrick Walsh
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
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