Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04236 | 04/07/2020 | Claimant(s): Kenneth Glick Claimant Lawyers(s): Jeffrey Liddle Respondent(s): Morgan Stanley Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo Hearing Site: Newark, NJ | ||
| 19-03102 | 04/07/2020 | Claimant(s): Nicole McGrouther Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 19-00465 | 04/06/2020 | Claimant(s): TIAA, TIAA-Cref Individual & Institutional Claimant Lawyers(s): Steven Link Respondent(s): Tara Stewart Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Dean Burrell, Patricia Kathleen Costello, Michael W. Starr Hearing Site: Newark, NJ | ||
| 19-03183 | 04/06/2020 | Claimant(s): Marc Strafaci Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 19-03100 | 04/03/2020 | Claimant(s): William Hennion Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-03878 | 03/23/2020 | Claimant(s): David Bindelglass Claimant Lawyers(s): Scott C. Matasar Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracey L. Gerber Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt Hearing Site: Newark, NJ | ||
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 18-03869 | 02/04/2020 | Claimant(s): Adam Holeman Claimant Lawyers(s): Adam Noah Holeman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable Hearing Site: Newark, NJ | ||
| 19-01853 | 01/28/2020 | Claimant(s): Gary Ribe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-02159 | 01/28/2020 | Claimant(s): Edward Ryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ |