Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01133 | 09/25/2020 | Claimant(s): Bruce Linger Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-00423 | 09/23/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Union Brokerage Services. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-03189 | 09/21/2020 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E Niknam Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 20-00623 | 09/18/2020 | Claimant(s): John Wallace Claimant Lawyers(s): Mitra Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-01968 | 09/18/2020 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-03288 | 08/13/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James Noblett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-01880 | 07/24/2020 | Claimant(s): Matthew Lane Claimant Lawyers(s): Paul E. Minnefor Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta Hearing Site: Newark, NJ | ||
| 19-03287 | 07/21/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 20-00016 | 07/15/2020 | Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ |