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FINRA Awards for National Securities Corporation

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Displaying 71-80 out of 110 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0222803/31/2020Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0265603/24/2020Claimant(s): Carter Mansbach
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
19-0160503/20/2020Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Chase Investment Services Corp.
Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
19-0241403/11/2020Claimant(s): Mark Gassoso
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
19-0087912/13/2019Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
19-0013011/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, William Scott & Co. L.L.C.
Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess
Arbitrator(s): Veronica Ann Williams
Hearing Site: Newark, NJ
19-0030010/29/2019Claimant(s): James Mariani
Claimant Lawyers(s): Tosh D. Grebenik,
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz
Arbitrator(s): Arthur M. Handler
Hearing Site: New York, NY
16-0366509/13/2019Claimant(s): Gerald Sharpe
Claimant Lawyers(s): John E. Lawlor
Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian
Hearing Site: Newark, NJ
19-0045609/09/2019Claimant(s): Glenn Hechler
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
19-0000208/15/2019Claimant(s): Richard Libretti
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ

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