| 11-03907 | 04/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Luis Restrepo
Respondent Lawyers(s): Luis Fernando Restrepo
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
| | |
| 10-04687 | 03/29/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Group., Merrill Lynch International Finance
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Thomas Zur
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Kathryn M. Welsh, James Conrad Sankpill, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 11-00179 | 02/22/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
| | Expungement |
| 09-07223 | 02/03/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Bigler, Paul Walker, Pericles Gregoriou, Richard Suss
Respondent Lawyers(s): Jordan D. Weinreich, Paul A. Lieberman
Arbitrator(s): Monica I. Salis, Robert S. Natiss, William R. Alheim
Hearing Site: Miami, FL
| | |
| 11-00178 | 02/03/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Jose Delgado, Morgan Keegan & Company.
Respondent Lawyers(s): Michael P. Peterson, William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
| | Expungement |
| 10-04099 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Daniel Laiter
Respondent Lawyers(s): Bernard S. Mandler
Arbitrator(s): Bruce K. Isenberg, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 11-00828 | 01/19/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
| | Expungement |
| 11-01940 | 11/22/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Richard Brooks
Respondent Lawyers(s): David M. Lazarus
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
| | |
| 11-00177 | 11/10/2011 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Miami, FL
| | Expungement |
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Luis Lopez
Respondent Lawyers(s): Brian Buckstein
Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
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