| 23-02684 | 06/17/2024 | Claimant(s): Jacob Solomon
Claimant Lawyers(s): Alex Padla
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): William A. Rome, John Michael Bergin, David Stein
Hearing Site: New York, NY
| | |
| 22-02264 | 09/28/2023 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
| | |
| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
| | |
| 21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny
Hearing Site: New York, NY
| | |
| 16-01110 | 12/13/2017 | Claimant(s): Tyre Newsome
Claimant Lawyers(s): Tyre F. Newsome
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Stephen J. Storen, Anthony Michael Sabino, William A. Rome
Hearing Site: New York, NY
| | |
| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
| | |
