Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02993 | 06/13/2024 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Vaughn Norman Browne, Howard Alan Grinsberg, Jonathan Abrams Hearing Site: New York, NY | ||
| 23-01321 | 06/07/2024 | Claimant(s): James Lineweaver Claimant Lawyers(s): Gerry Kowalski Respondent(s): Triad Advisors LLC, Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 23-01345 | 05/01/2024 | Claimant(s): Alexander Hackley Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter Hearing Site: Denver, CO | ||
| 23-01494 | 04/25/2024 | Claimant(s): Richard Thomas Claimant Lawyers(s): Alex Padla Respondent(s): SunAmerica Securities., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 23-01414 | 04/10/2024 | Claimant(s): Frank Briseno, III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 23-02907 | 04/03/2024 | Claimant(s): Matthew Adrian Claimant Lawyers(s): Everett Pritchard Respondent(s): OSAIC Wealth Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 23-02832 | 04/02/2024 | Claimant(s): Richard Skelton Claimant Lawyers(s): Chad Weaver Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-01956 | 02/21/2024 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01786 | 02/05/2024 | Claimant(s): Sean Westbrook Claimant Lawyers(s): Debra A. Jenks Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 23-01464 | 12/28/2023 | Claimant(s): Arthur Grossbard Claimant Lawyers(s): Everett Pritchard Respondent(s): OSAIC Wealth Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ |