| 16-02691 | 02/06/2018 | Claimant(s): Corbett LaDuke, Matthew Phillips
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): L. Eric Dowell
Arbitrator(s): Donald Dreyfus, John H. Fearnow, Alan Peter Scherer
Hearing Site: Phoenix, AZ
| | |
| 16-01765 | 12/28/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Giuffra
Respondent Lawyers(s): Julie M. Walker
Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis
Hearing Site: Denver, CO
| | |
| 17-00901 | 11/22/2017 | Claimant(s): Victoria Mueller
Claimant Lawyers(s): Alvin L. Fishman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edward Blumstein, Lucia A. Aschettino, Melanie Merchant Cunningham
Hearing Site: Hartford, CT
| | |
| 16-00705 | 11/02/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Pat Folan
Arbitrator(s): Cheryl Marie Allain-Mee, Ellen Joan Fenten, Robin Z. Mathes
Hearing Site: Los Angeles, CA
| | |
| 15-01596 | 09/28/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amilka Delgado
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt
Hearing Site: Orlando, FL
| | |
| 16-00489 | 09/27/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R Greco
Respondent(s): Daniel Picinich
Respondent Lawyers(s): Clinton Marrs
Arbitrator(s): Dale A. Pope, Laura A. Kaster, Andrea Lee Wilson
Hearing Site: Philadelphia, PA
| | |
| 16-01550 | 06/19/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Adam A. Brown
Respondent(s): Edison Noboa
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): Victoria E. Johnson, Thomas R. Watkins, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 16-01208 | 04/27/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John F. Marsh
Respondent(s): J.P. Morgan Securities, Qamil Dervishi
Respondent Lawyers(s): Jeffrey B. Greenspan
Arbitrator(s): Michael F. Jordan, Howard Z. Gopman, Steven M. Bylina
Hearing Site: Chicago, IL
| | |
| 15-02786 | 04/25/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Curtis Lamb
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): George J. Karlsven, Edward Allan Hindman, Paul A. Cash
Hearing Site: Salt Lake City, UT
| | |
| 16-01298 | 03/13/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Anthony Altieri
Respondent Lawyers(s): Anthony Altieri
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | Stipulated Award |
