| 21-02504 | 04/18/2023 | Claimant(s): George Shadie
Claimant Lawyers(s): George R. Shadie
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Fred W. Miller, Emily Kay Declercq, Cynthia Weiss
Hearing Site: Philadelphia, PA
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| 22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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| 21-01391 | 12/13/2022 | Claimant(s): Christine Bourdelais
Claimant Lawyers(s): Christine Callie Bourdelais
Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor
Hearing Site: Norfolk, VA
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| 22-00796 | 12/13/2022 | Claimant(s): Daniel Muskat
Claimant Lawyers(s): Stephan Louviere
Respondent(s): NYLife Securities LLC, MML Investors Services
Respondent Lawyers(s): Christopher J. Murdoch, Julie E. Ravis
Arbitrator(s): Edward W. Morris
Hearing Site: Manchester, NH
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| 21-01541 | 09/06/2022 | Claimant(s): Kimberly JaJack
Claimant Lawyers(s): Robert M. Liechty
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Timothy M. Kratz
Arbitrator(s): Michael S. Matek, Leonard M. Goldstein, Sharyn Beers
Hearing Site: Denver, CO
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| 21-02773 | 08/26/2022 | Claimant(s): Roberto Blanco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC, Investors Capital Corp.
Respondent Lawyers(s): Christopher J. Murdoch, David Feldstein
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Albuquerque, NM
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| 21-02210 | 06/17/2022 | Claimant(s): Douglas Hillebrandt
Claimant Lawyers(s): Christopher Warren
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert H. Putnam
Hearing Site: Norfolk, VA
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| 20-02735 | 04/15/2022 | Claimant(s): Steven McGarrity
Claimant Lawyers(s): Alan E. Cech
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey Sturgeon
Arbitrator(s): Jim Geiger, Linda Arlene Michler, Frank C. Botta
Hearing Site: Pittsburgh, PA
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| 21-00180 | 03/22/2022 | Claimant(s): Clayton Shum
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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| 21-01149 | 12/01/2021 | Claimant(s): Breton Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
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