| 22-00949 | 08/07/2023 | Claimant(s): Sean Caplen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 22-02282 | 07/25/2023 | Claimant(s): Christian Searcy
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
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| 22-02831 | 07/25/2023 | Claimant(s): Jorge Garrido
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga
Hearing Site: Boca Raton, FL
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| 23-00565 | 07/25/2023 | Claimant(s): Donald Dever
Claimant Lawyers(s): Gregory S. Sparer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 22-02117 | 07/21/2023 | Claimant(s): Meryll Bangsil
Claimant Lawyers(s): Zachary Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 22-02755 | 07/10/2023 | Claimant(s): Thomas Casolaro
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): G. Robert Abrams
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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| 20-00721 | 06/30/2023 | Claimant(s): Insight Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities., Gloria Molina, Pascal Landrove, Reynaldo Figueiredo
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Christopher J. Klein, Richard Lewis Zack, Mark A. Jacoby
Hearing Site: Boca Raton, FL
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| 22-01475 | 06/27/2023 | Claimant(s): Thomas Pollock
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laurie A. Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 23-00097 | 06/16/2023 | Claimant(s): Samuel Bosch Schultz
Claimant Lawyers(s): Samuel Juan Alberto Bosch Schultz
Respondent(s): Frederick Bates
Respondent Lawyers(s): Jeffrey Tew
Arbitrator(s): Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 22-02174 | 06/16/2023 | Claimant(s): Intercoastal Capital Markets.
Claimant Lawyers(s): Michael A. Gross
Respondent(s): Michael D'Addabbo
Respondent Lawyers(s): Michael L. D'Addabbo
Arbitrator(s): Joseph Charles Smolira, James A. McIntosh, Matthew Jay Mezzatesta
Hearing Site: Boca Raton, FL
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