| 09-00855 | 11/18/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joel Margolies, Mark I. Scheinbaum, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
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| 09-03716 | 11/12/2009 | Claimant(s): David Feuer, Susan Feuer, D. Feuer DDS PST & 401K Plan U/A 7/1/03, D. Feuer DDS PST & 401K Plan, U/A 7/13/7, David D. Feuer Trust U/A 11/29/96
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Patrick L. Hilton
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
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| 09-02872 | 11/04/2009 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Brian Steed
Respondent Lawyers(s): Brian C. Steed
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
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| 09-00856 | 10/30/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s): Erez Libschtein
Respondent Lawyers(s): Erez Libschtein
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
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| 08-03063 | 10/09/2009 | Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Michael Hill
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Neal S. Smalbach
Arbitrator(s): Steven Ira Weinberger, Richard A. Stephens, R. Christopher Laux
Hearing Site: Boca Raton, FL
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| 09-01314 | 08/26/2009 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Aiello
Respondent Lawyers(s): Joseph John Aiello
Arbitrator(s): David E. Mowry
Hearing Site: Boca Raton, FL
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| 09-00668 | 08/25/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Bruce Bruning
Respondent Lawyers(s): Bruce K. Bruning
Arbitrator(s): John N. Breazeale
Hearing Site: Boca Raton, FL
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| 07-02537 | 07/27/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Lawrence Duffy
Arbitrator(s): Linda M. Granata, Robert H. Loevin, James A. Collins
Hearing Site: Boca Raton, FL
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| 03-03485 | 07/22/2009 | Claimant(s): Fahnestock & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Lisa Delphin Rep. to James Delfin Estate
Respondent Lawyers(s): Michael Halpern
Arbitrator(s): Robert H. Hagan, David W. Haynes, Karen Z. Fischer
Hearing Site: Boca Raton, FL
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| 09-00911 | 06/30/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Willie Brice
Respondent Lawyers(s): Willie J. Brice
Arbitrator(s): Joel Margolies
Hearing Site: Boca Raton, FL
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