| 17-02517 | 04/30/2018 | Claimant(s): Tara Sanders
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 17-01946 | 03/26/2018 | Claimant(s): Michael Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Securities Service Network.
Respondent Lawyers(s): Robert M. Rudnicki, Ronald T. Klimas
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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| 17-03148 | 03/09/2018 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Donald Gambony
Respondent Lawyers(s): Donald Leon Gambony
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
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| 16-00412 | 03/06/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): William De Cardenas
Respondent Lawyers(s): Francisco J. Escalante
Arbitrator(s): William E. Schneider
Hearing Site: Boca Raton, FL
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| 17-02414 | 03/02/2018 | Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 17-00853 | 02/12/2018 | Claimant(s): Craig Price
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Frederick P. Hartman, Richard W. Epstein, Gilbert A. Schnirman
Hearing Site: Boca Raton, FL
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| 16-02374 | 02/08/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E.. Fulton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
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| 17-02399 | 02/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jeffrey Marchitto
Respondent Lawyers(s): Jeffrey Louis Marchitto
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 17-02551 | 02/02/2018 | Claimant(s): H. Beck.
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Maurice Wilde
Respondent Lawyers(s): Maurice C. Wilde
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
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| 16-01969 | 01/17/2018 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, FMSBonds.
Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks
Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng
Hearing Site: Boca Raton, FL
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