Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00835 | 09/13/2019 | Claimant(s): Austin Frye Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00160 | 09/11/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 19-00019 | 09/10/2019 | Claimant(s): Francesco Traina Claimant Lawyers(s): Michelle M. Atlas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 18-04064 | 09/09/2019 | Claimant(s): Michael Varga Claimant Lawyers(s): Michael Varga Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Candice M. Capoziello Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL | ||
| 18-04054 | 09/06/2019 | Claimant(s): Brian Lombardi Claimant Lawyers(s): Joshua A. Katz Respondent(s): IAA Financial Respondent Lawyers(s): David Weinberger Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL | ||
| 19-01398 | 09/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Travis Chapin Respondent(s): David Kraft Respondent Lawyers(s): David Wayne Kraft Arbitrator(s): Bernard A. Becker Hearing Site: Boca Raton, FL | ||
| 19-00181 | 08/29/2019 | Claimant(s): Gary Burwick Claimant Lawyers(s): Matthew E. Wolper Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert Claimant Lawyers(s): Stuart H. Singer Respondent(s): Brian Lowenthal, Eileen Berman Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner Hearing Site: Boca Raton, FL | ||
| 19-00363 | 08/16/2019 | Claimant(s): Kurt Sylvia Claimant Lawyers(s): Brian D. Buckstein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Hearing Site: Boca Raton, FL | ||
| 19-01061 | 08/07/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Lauren Whetstone Respondent(s): Frankie Gonzalez Respondent Lawyers(s): Frankie Gonzalez Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL |