| 18-02348 | 10/11/2019 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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| 18-02168 | 09/25/2019 | Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Donald Padilla
Respondent Lawyers(s): Donald George Padilla
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
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| 19-00345 | 09/18/2019 | Claimant(s): Stephanie Abee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kestra Investment Services, Llc, Transamerica Financial Advisors
Respondent Lawyers(s): David J. Lehr, Susan D. Duff
Arbitrator(s): Kenneth R. Starr
Hearing Site: Raleigh, NC
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| 18-01670 | 07/24/2019 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Stephen Luz
Respondent Lawyers(s): Jeb Singer
Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley
Hearing Site: New York, NY
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| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America., Kestra Investment Services
Respondent Lawyers(s): David J. Lehr, Tyler Schubauer
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter
Hearing Site: Boca Raton, FL
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| 18-00289 | 09/05/2018 | Claimant(s): Andrew Brief
Claimant Lawyers(s): Eric Litow
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Michael Pedlow
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 18-01111 | 08/30/2018 | Claimant(s): Michael Rudelson
Claimant Lawyers(s): Cynthia Moulton
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
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| 17-03188 | 04/25/2018 | Claimant(s): Kevin Ellman, Paul Miller
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 17-02639 | 01/22/2018 | Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Gary S. Kessler
Respondent(s): Chuck Hilliard
Respondent Lawyers(s): Chuck J. Hilliard
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
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| 15-02513 | 09/29/2016 | Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Terry Sawchuk
Respondent Lawyers(s): Charles J. Gerlach
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
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