Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02586 | 07/21/2022 | Claimant(s): Christopher Tooker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-01922 | 04/18/2022 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 20-02638 | 05/10/2021 | Claimant(s): Gerald Monahan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): John R. Loss Hearing Site: Omaha, NE | ||
| 20-00322 | 08/31/2020 | Claimant(s): Mark Schneider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Michael S. Matek Hearing Site: Omaha, NE | ||
| 19-00619 | 01/21/2020 | Claimant(s): Ronald Carson Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): Kenneth Hackett, Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss Hearing Site: Omaha, NE | ||
| 19-00029 | 10/25/2019 | Claimant(s): Jonathan Beukelman, Mark Geist Claimant Lawyers(s): Cheryl S. Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew F. Renna Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Omaha, NE | ||
| 19-00768 | 10/09/2019 | Claimant(s): Brady Marlow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): John R. Loss Hearing Site: Omaha, NE | ||
| 19-00125 | 09/09/2019 | Claimant(s): Brian Luther Claimant Lawyers(s): Megan S. Wright Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Thomas F. Mahoney, Charles G. Michaels, Bryan L. Johnson Hearing Site: Omaha, NE |