Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01207 | 06/13/2022 | Claimant(s): David Fennema Claimant Lawyers(s): Ariel Okonsky Respondent(s): Securities Service Network Respondent Lawyers(s): Records Custodian Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 21-02573 | 05/25/2022 | Claimant(s): Timothy Souhrada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 21-01437 | 02/22/2022 | Claimant(s): John Hutchens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 21-01241 | 02/04/2022 | Claimant(s): Adam Clyne Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legend Equities Corporation Respondent Lawyers(s): Jessica Levine Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 21-01097 | 01/31/2022 | Claimant(s): Kurt Van Dyken, Ronald Bullis Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 21-01170 | 11/24/2021 | Claimant(s): Sanjay Beach Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 20-03486 | 10/11/2021 | Claimant(s): Steven Duke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-02996 | 07/06/2021 | Claimant(s): Daniel Steichen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-02781 | 05/20/2021 | Claimant(s): Jacob Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-02936 | 04/21/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN |