| 16-02604 | 05/09/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Mauricio Beugelmans
Respondent(s): Rachael Konz
Respondent Lawyers(s): Rachael Leigh Konz
Arbitrator(s): William J. Petzel, Bradley C. Mitchell, Paul Mabry
Hearing Site: San Francisco, CA
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| 14-01146 | 11/26/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): James Triguero
Respondent Lawyers(s): James Kevin Triguero
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
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| 11-03847 | 12/03/2012 | Claimant(s): Casey Securities
Claimant Lawyers(s): Michael P. Guta
Respondent(s): Gloria Casey, Richard Casey, Casey Family Trust, 1996
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, William J. Petzel, Ronald Chun
Hearing Site: San Francisco, CA
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| 10-05701 | 11/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Cave
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Judith M. Rosenberg, Nancy Hutt, William J. Petzel
Hearing Site: San Francisco, CA
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| 10-02356 | 12/29/2010 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Daniel Catone
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
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| 09-06892 | 05/24/2010 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Derek C Anderson
Respondent(s): Robert Mayfield
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
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| 03-06793 | 12/18/2007 | Claimant(s): McLaughlin, Piven, Vogel Securities
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Jimmie Griffith
Respondent Lawyers(s): Tania Rose
Arbitrator(s): Thomas D. Reese, William J. Petzel, Sean B. Meehan
Hearing Site: San Francisco, CA
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