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FINRA Awards for William J. Petzel

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0002704/26/2017Claimant(s): Richard Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): John J. Flynn, Thomas D. Reese, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$27,642
15-0226703/21/2017Claimant(s): Barbara Morris, Barbara L. Morris Revocable Trust, Charles F. Morris, Jr. Irrevocable Trust
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): John P. Wilson, Jonathan H. Krotinger, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$500,375
12-0395606/23/2014Claimant(s): Gloria Vignolo, Raymond L. Vignolo & Gloria J. Vignolo T
Claimant Lawyers(s): Gloria Vignolo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Amy Seltzer, William J. Petzel, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0419104/24/2013Claimant(s): Herbert Huber, Kathryn Huber
Claimant Lawyers(s): Garry W. O'Donnell, Rose M. Schindler
Respondent(s): Marvin Remmich
Respondent Lawyers(s): Andrew Harris
Arbitrator(s): Paul D. Gutierrez, Jonathan H. Krotinger, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0348103/18/2009Claimant(s): Jeannette Johnson
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Jesse Gomez
Respondent Lawyers(s): Jesse Gomez
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$64,663

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