| 16-00546 | 06/01/2017 | Claimant(s): Farid Morim
Claimant Lawyers(s): Farid Morim
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeff Wortman
Arbitrator(s): Steven Gourley, Jack R. Goetz, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
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| 16-01375 | 05/08/2017 | Claimant(s): Todd Brown
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Roger J. Hawke, Ellyn S. Roth, Peter McClellan Wright
Hearing Site: New York, NY
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| 16-01208 | 04/27/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John F. Marsh
Respondent(s): J.P. Morgan Securities, Qamil Dervishi
Respondent Lawyers(s): Jeffrey B. Greenspan
Arbitrator(s): Michael F. Jordan, Howard Z. Gopman, Steven M. Bylina
Hearing Site: Chicago, IL
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| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 16-01446 | 03/14/2017 | Claimant(s): Michael Puck
Claimant Lawyers(s): Michael Hill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
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| 15-02218 | 02/08/2017 | Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
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| 16-00858 | 01/19/2017 | Claimant(s): Michael Banjany
Claimant Lawyers(s): Michael Banjany
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Elizabeth Gilbert, Barbara Bordeman Kearney, Sheryl E. Elias
Hearing Site: New York, NY
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| 16-00844 | 01/03/2017 | Claimant(s): Robert Shkreli
Claimant Lawyers(s): Hendrick Vandamme
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Joseph J. Arata, Kevin F. Cuddihy, Brooks White
Hearing Site: New York, NY
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| 15-02478 | 11/18/2016 | Claimant(s): Craig Urban
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl
Hearing Site: Chicago, IL
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| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
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