Potomac Analytics' Logo

FINRA Awards for Brian J. Palmeri

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0290005/14/2024Claimant(s): James Crosson
Claimant Lawyers(s): William Bean
Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Providence, RI
21-0188111/05/2021Claimant(s): Frank Delli Carpini
Claimant Lawyers(s): David I. Hantman
Respondent(s): Belle Haven Investments, L.P.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
20-0087011/01/2021Claimant(s): Timothy Hourihan
Claimant Lawyers(s): Francis D. Dibble
Respondent(s): Dorene Mulholland, Voya Financial Partners, Voya Retirement Ins.and Annuity Co.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Jim Geiger, Mae A. Brudner, Franklin Sariel Schwerin
Hearing Site: Hartford, CT
20-0259501/26/2021Claimant(s): Jeffery Still
Claimant Lawyers(s): Brian J. Palmeri
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
17-0203905/17/2018Claimant(s): William Kelly
Claimant Lawyers(s): David Freniere
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach
Hearing Site: Boston, MA
10-0564209/04/2013Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT

6 Results

Display: