21-02920 | 10/18/2023 | Claimant(s): Erik Kuselias Claimant Lawyers(s): Brian C. Fournier Respondent(s): Scott Dorer, Steven Loveall, Securities America. Respondent Lawyers(s): Brian J. Palmeri, Greg Curley Arbitrator(s): Samuel H. Chorches, Thomas M. Madden, Andrew Stephen Knott Hearing Site: Hartford, CT
| | $0 |
18-00118 | 11/05/2021 | Claimant(s): Amy Hourigan, Glenn Hourigan, IRA FBO Amy R. Hourigan, IRA FBO Glenn K. Hourigan Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Robert Ginsberg, Cetera Advisors LLC, Investors Capital Corp., Ginsberg Financial Advising Respondent Lawyers(s): Brian J. Palmeri, Kate Digeronimo Arbitrator(s): Mae A. Brudner, Eileen Devaney Leo, Charles W. Danis Hearing Site: Hartford, CT
| | Stipulated Award |
19-00433 | 02/25/2020 | Claimant(s): Barbara Dierolf, Margaret Ragozzino, Barbara K. Dierolf Trust, Ruth Kunin Trust Claimant Lawyers(s): Christopher J. Gray Respondent(s): Robert Delbuono, Money Concepts Capital Corp Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Sean Michael Peoples, Paul Smith Besson, Catherine M. Gallagher Hearing Site: Hartford, CT
| | Expungement |
17-03339 | 01/15/2019 | Claimant(s): Cathy Carter Claimant Lawyers(s): Jonathan Kurta Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton Hearing Site: Manchester, NH
| | $2,630,140 |
16-02751 | 12/08/2017 | Claimant(s): Katherine Felton Claimant Lawyers(s): Erick T. Haman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Robert L. Yeager, Ashley Lucile Belleau, Rene Guas Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
16-03188 | 05/11/2017 | Claimant(s): Maryann Kassey Claimant Lawyers(s): Maryann Kassey Respondent(s): Raymond Congelosi Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Thomas Matthew Madden Hearing Site: Providence, RI
| | $300 |
11-01162 | 12/05/2011 | Claimant(s): Ethelene C. Hayes and Earl E. Hayes, JTW Claimant Lawyers(s): Ethelene C. Hayes Respondent(s): Ing Financial Partners. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Robert S. Mautner Hearing Site: Las Vegas, NV
| | $213 |
10-02869 | 11/14/2011 | Claimant(s): Paula Fives-Taylor Claimant Lawyers(s): Chad N. Cagan Respondent(s): Charles DinklageL Financial LLC, AXA Advisors Respondent Lawyers(s): Brian J. Palmeri, Eilott R Good Arbitrator(s): Elizabeth K. Norsworthy, Albert J. Cirone, Jack B. Golden Hearing Site: Montpelier, VT
| | Expungement |
10-01483 | 08/17/2011 | Claimant(s): Marc G. Gaudreau IRA, Wendy L. Story IRA, Beers & Story 401K TTEE W Story & M Gaud Claimant Lawyers(s): Bart W. Heemskerk Respondent(s): Andrew Beaudry Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Brian J. Dunn, Philip S. Walker, Michael D. Grant Hearing Site: Hartford, CT
| | $0 |
09-03449 | 09/27/2010 | Claimant(s): Richard & Janice Wolf Claimant Lawyers(s): Lars K. Soreide Respondent(s): Carl Cornaglia Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Dennis C. Cronin, Samuel H. Chorches, Jonathan Christian Byron Hearing Site: New London, CT
| | $150 |