| 23-01381 | 03/12/2024 | Claimant(s): Bradley Kleinfelter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 23-02100 | 03/04/2024 | Claimant(s): Patrick Foley
Claimant Lawyers(s): Patrick Michael Foley
Respondent(s): First Union Capital Markets Corp.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Leo J. Karwejna, John B. Taulane, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA
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| 23-01299 | 03/01/2024 | Claimant(s): John Short
Claimant Lawyers(s): William R. Bean
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 23-02128 | 02/09/2024 | Claimant(s): Andrew Perry, Todd Perry
Claimant Lawyers(s): Robert Moses
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
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| 23-01301 | 02/08/2024 | Claimant(s): George Kastanis
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 22-00681 | 01/05/2024 | Claimant(s): Joseph Cucinotta
Claimant Lawyers(s): Michael Bessette
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg M. Curley
Arbitrator(s): Carol H. Gold, Donald S. Bauman, Laura A. Kaster
Hearing Site: Philadelphia, PA
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| 23-01448 | 12/13/2023 | Claimant(s): Daniel Boyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Boenning & Scattergood.
Respondent Lawyers(s): Ingrid R. Welch
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 23-01302 | 12/08/2023 | Claimant(s): Douglas Woolley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 23-01216 | 11/20/2023 | Claimant(s): James Cipriotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 23-02033 | 11/17/2023 | Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
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