| 18-01671 | 02/25/2019 | Claimant(s): Ian Meierdiercks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 18-00911 | 02/15/2019 | Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
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| 18-03114 | 02/08/2019 | Claimant(s): Dominic Galati
Claimant Lawyers(s): Michael Benjamin Brown
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 18-00069 | 01/30/2019 | Claimant(s): Bart Kaplow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Capital Strategies Limited
Respondent Lawyers(s): Bart S. Kaplow
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 18-01074 | 01/08/2019 | Claimant(s): James Lavorgna
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 18-00948 | 01/04/2019 | Claimant(s): Stephen Cordasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Nacarato
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 18-01854 | 11/14/2018 | Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The O.N. Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
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| 16-01185 | 11/07/2018 | Claimant(s): John Battista
Claimant Lawyers(s): Christopher B Jones
Respondent(s): David Capin
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Philip S. Cottone, Elliot B. Platt, Dolores E Trojak
Hearing Site: Philadelphia, PA
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| 17-03320 | 11/07/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): John Fitzgerald
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): James T. McLaughlin, Joseph H. Danziger, Peter George Erdely
Hearing Site: Philadelphia, PA
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| 17-03061 | 10/24/2018 | Claimant(s): Allen Rosenberg
Claimant Lawyers(s): Owen Harnett
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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