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FINRA Awards for Thomas McEvoy

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Displaying 10 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0153610/25/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
23-0122709/26/2024Claimant(s): Elliot Sherer
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
23-0251008/23/2024Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
23-0276707/15/2024Claimant(s): Devin McCabe
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
23-0153803/22/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
23-0153703/22/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
23-0008411/30/2023Claimant(s): Frank Palumbo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Sanders Morris Harris LLC
Respondent Lawyers(s): John Gardini, Steve Mangold
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
20-0241210/21/2022Claimant(s): Richard Vincent
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
21-0239105/09/2022Claimant(s): Steven Rapoport
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): DPEC Capital., Westrock Advisors.
Respondent Lawyers(s): Keith Fasano, Louis J. Rich
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
21-0159503/08/2022Claimant(s): Raymond Guarini
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Windsor Street Capital, L.P.
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY

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