| 09-02624 | 02/04/2011 | Claimant(s): Edward Jones
Claimant Lawyers(s): Michael J. Whellan
Respondent(s): Preston Rosamond, Summit Brokerage Services
Respondent Lawyers(s): Bogdan Rentea
Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha
Hearing Site: Dallas, TX
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| 09-03003 | 04/09/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Williams, Wells Fargo Advisors
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King
Hearing Site: Richmond, VA
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| 09-03049 | 11/02/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Paul Yarns
Respondent(s): Treavor Mosbaugh
Respondent Lawyers(s): Treavor James Mosbaugh
Arbitrator(s): Burton M. Fendelman
Hearing Site: New York, NY
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| 08-03444 | 09/23/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Bruce Trang, Morgan Stanley & Co.
Respondent Lawyers(s): Peter M. Vial, Thomas V. Dulcich
Arbitrator(s): Thomas D. Loftus, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA
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| 08-04035 | 01/22/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Marc Miller, Morgan Keegan & Company.
Respondent Lawyers(s): George L. Guerra, Shea O'Brien Hicks
Arbitrator(s): Paul Sidney Elliott, JD, Pamela Jeanne Rush, Jonathan H. Stein
Hearing Site: Tampa, FL
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| 06-04852 | 03/25/2008 | Claimant(s): Capitola Sommer
Claimant Lawyers(s): Richard J. Papst
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph B. Adams
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Jerry Ellner
Hearing Site: Los Angeles, CA
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| 07-02532 | 02/22/2008 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Giovanni Difiore
Respondent Lawyers(s): Gary J. Fernandez
Arbitrator(s): Mark E. Larson
Hearing Site: Chicago, IL
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| 07-02559 | 01/16/2008 | Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co.
Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman
Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka
Hearing Site: Charlotte, NC
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