| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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| 16-01380 | 10/10/2018 | Claimant(s): Isaiah Warren, Mykiah Warren, Terrell Warren, Tyrell Warren, Frank William Warren, IV, The Estate of Frank Warren
Claimant Lawyers(s): Bob Wynne, James E. Shields
Respondent(s): Beatriz Cadena, Frances Moore, Morgan Keegan & Company
Respondent Lawyers(s): Robert J. Dressel
Arbitrator(s): Mary Elizabeth Skelnik, Daniel Patrick Hurley, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
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| 16-01039 | 02/16/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Donald Newton
Respondent Lawyers(s): Nicholas J. Wehlen
Arbitrator(s): William Gilbert Faulk, William John Sommers, Kevin Spencer Grant
Hearing Site: New Orleans, LA
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| 17-01865 | 12/01/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Brandon Duncan
Respondent Lawyers(s): Brandon Avery Duncan
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
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| 16-02543 | 09/11/2017 | Claimant(s): Paul Saltaformaggio
Claimant Lawyers(s): John W. Joyce
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton, Jr.
Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
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| 14-03281 | 05/26/2015 | Claimant(s): Theodore Longo
Claimant Lawyers(s): W. Preston Martin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Frederick H. Bruce
Hearing Site: New Orleans, LA
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| 14-00566 | 04/27/2015 | Claimant(s): FFC Capital Advisors
Claimant Lawyers(s): Richard B. Ehret
Respondent(s): Bernard Robertson
Respondent Lawyers(s): Al J. Robert,
Arbitrator(s): Barbara L. Edin, David Walton Earle, Eric M. Schorr
Hearing Site: New Orleans, LA
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| 14-02346 | 04/08/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Guido
Respondent Lawyers(s): William Benton Guido
Arbitrator(s): George A. Sellnau
Hearing Site: New Orleans, LA
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| 14-02003 | 03/04/2015 | Claimant(s): Jennifer Miller, John Bonfiglio, Lorene Hobgood, Randy Bellelo, Richard Smith, Sandra Leblanc, Cat Island Conservancy, Louis Mechanical Contractors., On-Site Concrete, Angela K. Bonfiglio, IRA, Daniel J. Bonfiglio, Danny R. Myers, Debrah M. Sledge, Donal B. Bahrenburg, Guy W. Sledge, Jack O. Marshall, Jr., Judith L. Anderson, Kathryn M. Roberts, Thomas H. Newland, Carroll Mayer Jr. or Berta Mayer, et al
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth Edwards
Arbitrator(s):
Hearing Site: New Orleans, LA
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| 13-01639 | 07/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gary Redden
Respondent Lawyers(s): Benjamin Alexander
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: New Orleans, LA
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