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FINRA Awards for John P. Cullem

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Displaying 21-30 out of 61 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0044811/17/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): High Mark Securities.
Respondent Lawyers(s): Kenneth R. Wiseman
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0125411/05/2020Claimant(s): Heikki von Hellens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
20-0088610/30/2020Claimant(s): Heather Churchill
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0066410/21/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0171810/01/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Arthur Brown
Respondent Lawyers(s): Arthur T. Brown
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
20-0019709/24/2020Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0340205/29/2020Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb
Hearing Site: Raleigh, NC
19-0311805/20/2020Claimant(s): Gregory Velho
Claimant Lawyers(s): Erica Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0266204/30/2020Claimant(s): Brian Groh
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0239004/14/2020Claimant(s): Shon Flaharty
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL

61 Results

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