Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-00448 | 11/17/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): High Mark Securities. Respondent Lawyers(s): Kenneth R. Wiseman Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
20-01254 | 11/05/2020 | Claimant(s): Heikki von Hellens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
20-00886 | 10/30/2020 | Claimant(s): Heather Churchill Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): Proequities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
20-01718 | 10/01/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Arthur Brown Respondent Lawyers(s): Arthur T. Brown Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
19-03402 | 05/29/2020 | Claimant(s): Robert Blakely Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Securian Financial Services. Respondent Lawyers(s): Gavin F. Quill Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb Hearing Site: Raleigh, NC | ||
19-03118 | 05/20/2020 | Claimant(s): Gregory Velho Claimant Lawyers(s): Erica Harris Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL |