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FINRA Awards for Wells Fargo Clearing Services

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Displaying 311-320 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0277101/18/2019Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
18-0023501/17/2019Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Alphonse Lucibello, Wells Fargo Clearing Services
Respondent Lawyers(s): Kip A. Nesmith
Arbitrator(s): Stephen M. Acerra, Ericka B. Gray, Frank Sanclemente
Hearing Site: Boston, MA
18-0193101/10/2019Claimant(s): David Powers
Claimant Lawyers(s): Jon Andrew Jacobson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
18-0094801/04/2019Claimant(s): Stephen Cordasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Nacarato
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
18-0057812/28/2018Claimant(s): Shawn Richardson
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Peter H. Daly
Hearing Site: Seattle, WA
18-0119612/18/2018Claimant(s): Scott Hood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judy Louie, Randi P. Spallina
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
18-0167212/14/2018Claimant(s): Marc Johnson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff S. Beckham
Arbitrator(s): Ralph L. Halpern
Hearing Site: Syracuse, NY
18-0143412/13/2018Claimant(s): Eugene Richardson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ira A. Auerbach
Hearing Site: Buffalo, NY
18-0102412/11/2018Claimant(s): T Thompson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0220912/07/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Frank Bethan
Respondent Lawyers(s): Frank Daniel Bethan
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA

371 Results

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